Articles

Krause, Garrie, and Collins Publish Article on SEC's Increased Interest in Cybersecurity

On August 18, 2014, the Daily Journal published an article by Stuart Krause, Daniel Garrie, and Tarique Collins of ZEK examining the Security and Exchange Commission’s (“SEC”) increased interest and focus on cybersecurity issues. The article considers the SEC’s increased focus and what this may mean for broker-dealers, investment advisers, and firms. The article also provides suggestions regarding how one can help avoid the potential liability that may accompany this increased SEC scrutiny.

Please see below for a copy of the article.

Daily Journal SEC Article